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PHILOSOPHY
We look upon our obligation to manage your money as the most serious responsibility
that exists.
The Wall Street Money Management Group, Inc., is an investment adviser registered
with the U.S. Securities and Exchange Commission and other state securities commissions.
The Wall Street Money Management Group manages money on a discretionary basis
for individuals, institutions, pension trusts, profit sharing plans, KEOGHs and
IRAs. The Wall Street Money Management Group does not handle cash directly. Deposits
are made into an account established in the investor's name, and over which the
investor maintains full control - including the right to withdraw funds at any
time.
The Wall Street Money Management Group, created by its founder,
Peter Bruno, follows a unique Investment Timing Model,
which employs many strategies and
disciplines involved with personalized money management. Ellen Bruno Ramsey,
Ph.D., Mr. Bruno's
daughter, is the Managing Director of their Nest Egg Investment Services Division.
Dr. Ramsey's published research includes her dissertation entitled "Effectiveness
and Efficiency of Investment Strategies: A Simulation Model."
We are dedicated to providing our clients with the utmost
in satisfaction and service. This means that at all times
you have the full support of competent,
experienced investment professionals who understand your needs.
The preservation of account capital is regarded as the primary
fiduciary responsibility of the Wall Street Money Management
Group and its NEST EGG INVESTMENT ACCOUNT.
CAPITAL PROTECTION STRATEGY AND DISCIPLINES
Accordingly, several protective disciplines are built into
the firm's standard operating procedures. Due to the inherent
nature of all investment markets,
no one really knows with absolute certainty what will occur daily in any financial
market arena. Most investment advisers depend heavily on prior experience and
probabilities in formulating their recommendations. In addition to applying
these
benchmarks, The Wall Street Money Management Group incorporates an overall
protective strategy into its account management policies.
One of these loss prevention strategies is the use of a type
of U.S. Treasury Notes and Bonds known as Zero Coupons
or Strips. Similar to the old traditional
U.S. Government EE Bonds, these investments are guaranteed by the U.S. Government
to pay at maturity. As long as these investments are held, there is no risk
of loss in the investment. A second investment discipline involves the continued
tracking of the overall interest rate bond market to determine the appropriate
time to liquidate this investment vehicle and lock in profits.
Historically, individuals tend to hold onto, or may even
invest further in, investments that are drifting downward
in the false hope of recoupment, or
to exit continuing
profit opportunities out of fear of sudden loss. By the automatic and continuous
monitoring of all investments using our unique cycle analysis and advanced
forecasting techniques, THE NEST EGG INVESTMENT ACCOUNT is designed to proceed
in a deliberate
manner, allowing performing investments to earn a solid rate of return, without
the fear of massive loss. The guiding principle of all of our disciplines is
to remove the emotional component from the investment making process.
HOW THE PROGRAM WORKS: THE BASICS
The investment objective of THE NEST EGG INVESTMENT ACCOUNT
is capital preservation, with a strong emphasis on capital
appreciation through the use of U.S. Treasury
Securities. Investments under the optimum market conditions are invested mostly
in U.S. Treasury and U.S. Government Securities. However, under certain prevailing
conditions, any other appropriate investments or bond funds may be used.
Your money will remain in these investments until either
our indicators achieve their projections, or perceive a
high risk/weak market climate, at which time
your money will be moved back to a defensive position in your safe, interest
bearing, home base money market account. These moves are done for you automatically,
and you will receive confirmation of each exchange made on your behalf.
WHO HAS CONTROL OF YOUR MONEY?
You have full control of your money. We do not handle your
cash directly. We have no physical access to your money;
only a limited trading authorization
which permits us to switch your money between designated investments as market
conditions
dictate. Your money may be withdrawn by you at any time, subject to the terms
within our investment management agreement.
HOW MUCH ACTIVITY WILL THERE BE IN YOUR ACCOUNT AND WHEN
WILL YOU BE NOTIFIED?
You are kept up-to-date with confirmations whenever a transaction
takes place in your account. In addition, monthly or quarterly
statements will reflect
all activity for the preceding period including current market values, equity
balances,
interest and dividends received.
Activity in your account will depend upon existing market
conditions. Generally, we try to keep activity to a minimum.
However, in volatile markets, more transactions
may occur to take advantage of the greater profit potential that may exist
at that time. During high risk periods, your money will be safely out of fluctuating
investments and draw interest at customary short-term rates.
WHAT ARE THE FEES & TRANSACTION
COSTS?
Our management fees range from as little as .25%, based on
your assets under management with us, and is billed quarterly
and is automatically deducted from
your account with us. (See Investment Advisory Fees in the All About Your Nest
Egg Investment Account addendum.) This is the only remuneration we receive
for managing your account. The purchase and sale of any investment within your
account
carries customary transaction costs. These transaction costs are minimized
since we are using the services of an affiliated brokerage firm under common
ownership
with the WSMMG. In addition, there is an annual administrative fee of $100
per account, payable in advance. This fee is deducted from your Managed Account
each
year, and is used to cover setup, administrative and account maintenance costs.
A new client may cancel within the first thirty (30) days and receive a full
refund of administrative fees by notifying us in writing, by certified mail.
Of course, there will be no penalty for canceling your agreement within the
30-day trial period.
Among the many advantages of the Wall Street Money Management
Group Management is the convenience of one consolidated
account statement listing all of your
holdings.
THE BENEFIT OF LONG TERM INVESTING
The investment objective of WSMMG Management is to pursue
capital preservation through high levels of income and capital
growth during times of low market
risk. Since we believe solid investment results can only be achieved over the
life
of an average three to five year market cycle, clients are advised to invest
moneys that can remain under our management for at least three to five years
until desired results are achieved.
ADDITIONAL POINTS TO CONSIDER
Management clients should understand the risks and rewards
of investing. We make no promises or guarantees that any
portfolio will appreciate in value.
Markets
always go up and down and portfolio values at times may decline. Our objective
is to have increasing portfolio values substantially exceed declines over a
reasonable period of major market moves. We are fully committed to you for
nothing less.
Experience the feeling of achievement and peace of mind by becoming a Wall
Street Money Management Group Managed Account today. We believe you will be
on your
way not only to a greater sense of accomplishment now, but also toward a goal
of financial security for you and your family! For additional information,
or to speak with one of our client service representatives, please call us
toll-free
at 1-800-962-6243.
AMONG THE MANY ADVANTAGES OF THE NEST EGG INVESTMENT ACCOUNT
1. EXCLUSIVE MANAGEMENT METHODS AND ANALYSIS
Purchases and sales of U.S. Treasury and other investments
take place according to unique portfolio management methods
and analysis, which can not be found
anywhere else, available exclusively through the Wall Street Money Management
Group, Inc.
2. PROTECTIVE INVESTMENT STRATEGIES
Investors enjoy the benefits designed into the program to provide protective
disciplines and the insight granted by the low risk market entry point indicators.
3. A DISCIPLINED, UNEMOTIONAL APPROACH TO INVESTING
All investment purchase and sale decisions are the result of a disciplined,
unemotional cycle analysis approach to investing which eliminates the type
of personal trauma
sometimes associated with managing and minimizing loss.
4. 30-DAY MONEY BACK GUARANTEE
A new client may cancel within the first thirty (30) days and receive a full
refund of administrative fees by notifying us in writing, by certified mail.
5. FULL CONTROL OVER YOUR MONEY
You have full control over your money. We do not handle your cash directly.
We have no physical access to your money; only a Limited Trading authorization
which
permits us to switch your money between designated investments as market conditions
dictate.
6. TAX REPORTING ASSISTANCE
Throughout the year you will be provided with statements for tax reporting
purposes which give a detailed analysis of your account.
7. PROFESSIONAL MANAGEMENT & DIVERSIFICATION
The Wall Street Money Management Group is available to all individual investors,
whereas professional investment management is usually only available to institutions
with large sums of money.
8. ACCOUNT PROTECTION
Your account is protected by the Securities Investor Protection Corporation
(SIPC).
9. PEACE OF MIND
You will have peace of mind knowing that your investments are reviewed by investment
professionals each and every business day.
Call Call 1 - 800 - STOPRISK
For Questions or Further Assistance
IRA & RETIREMENT SPECIALISTS
Our management programs are ideal for IRA and other retirement accounts. If
you wish to bring existing mutual fund, IRA, KEOGH, corporate pension, or
other brokerage accounts under our management, please contact our office
at 1-800-962-6243.
The IRA Specialists at the Wall Street Money Management Group
are available to help you along every step of the way:
from opening your account - to transfers
or rollovers from current investments; to helping you choose the investment
program best suited to your individual needs.
MONEY-BACK GUARANTEE
A new client may cancel within the first thirty (30) days
and receive a full refund of administrative fees by notifying
us in writing, by certified mail.
Of course, there will be no penalty for canceling your agreement within the
30 day trial period.
HOW TO OPEN OR TRANSFER AN ACCOUNT
To open or transfer your account, follow this simple three-step
procedure:
1. Complete and print the necessary application
forms.
2. Write a check or wire funds payable to Sterne, Agee & Leach, the clearing
firm, for your initial investment.
3, Send your completed application and check, and any copies of account statements
you are transferring, to:
Wall Street Money Management Group, Inc.
2385 Executive Center Drive, #100
Boca Raton, FL 33431
Call 1 - 800 - STOPRISK
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Wall Street Money Management Group, Inc., is an investment
adviser registered with the U.S. Securities and Exchange
Commission and other state securities commissions. The
Wall Street Money Management Group manages money on a discretionary
basis for individuals, institutions, pension trusts, profit
sharing plans, KEOGHs and IRAs. The Wall Street Money Management
Group does not handle cash directly. Deposits are made
into
an account established in the investor’s name, and
over which the investor maintains full control - including
the right to withdraw funds at any time.
